DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C•••• H•

M••••• S••••••wirehouseMenlo Park, Cadual registrantIAPD 7191618

Chartered Financial Analyst

Feed of 09/14/2026

At current firm

1 y

since Sep 10, 2025

In the industry

12 y

since Aug 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M••••• S•••••• wirehouse current
since Sep 10, 2025 · Menlo Park, Ca
C•••••• S••••• • C••• I••• national BD
Aug 6, 2025 to Sep 27, 2025 · Sunnyvale, Ca
S•••••••• A••••••• L•• national BD
Mar 31, 2025 to Jul 16, 2025 · Sunnyvale, Ca
F••••••• P••••••• A•• W•••••••• A••••••• former
Jul 28, 2022 to Mar 31, 2025 · Sunnyvale, Ca
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Jan 21, 2020 to May 31, 2022 · Palo Alto, Ca

Moves

a registration end followed by a registration begin elsewhere

C•••••• S••••• • C••• I••• to M••••• S••••••
left Sep 27, 2025, registered Sep 10, 2025 (-17 days) · Affiliated broker-dealer or bank to wirehouse
S•••••••• A••••••• L•• to C•••••• S••••• • C••• I•••
left Jul 16, 2025, registered Aug 6, 2025 (21 days) · Affiliated broker-dealer or bank to another · moved with a team
F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••
left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to F••••••• P••••••• A•• W•••••••• A•••••••
left May 31, 2022, registered Jul 28, 2022 (58 days) · Wirehouse to affiliated broker-dealer or bank

Signals

C•••• H• left C•••••• S••••• • C••• I••• for M••••• S•••••• (registered 2025-09-10)
Sep 27, 2025 · Advisor changed firm · fact
C•••• H• left S•••••••• A••••••• L•• for C•••••• S••••• • C••• I••• (registered 2025-08-06)
Jul 16, 2025 · Advisor changed firm · fact
C•••• H• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for F••••••• P••••••• A•• W•••••••• A••••••• (registered 2022-07-28)
May 31, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address