RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• A• C•••
- W•••• F•••• A••••••• wirehouse currentsince Sep 3, 2021 · Richmond, Va
- W•••• F•••• A••••••• wirehouseMay 8, 2009 to Sep 3, 2021 · Richmond, Va
- S•••• • S••••••••• L•• formerApr 29, 2003 to May 20, 2009 · Richmond, Va
- U•• F•••••••• S••••••• I••• wirehouseJul 26, 1995 to Feb 26, 2003 · Richmond, Va
- W•••• F•••• A••••••• to W•••• F•••• A•••••••left Sep 3, 2021, registered Sep 3, 2021 (0 days) · channel change inside one enterprise, not a move · moved with a team
- S•••• • S••••••••• L•• to W•••• F•••• A•••••••left May 20, 2009, registered May 8, 2009 (-12 days) · Other
- U•• F•••••••• S••••••• I••• to S•••• • S••••••••• L••left Feb 26, 2003, registered Apr 29, 2003 (62 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 45derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address