RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••• E••••• L••
- P•••••••• W••••• P•••••••• L•• independent RIA currentsince Aug 1, 2025 · Carmel, In
- S•••••••• W••••• A••••••• formerOct 15, 2015 to Dec 10, 2025 · New Castle, In
- T•• M••••• F••• S•••• formerDec 23, 2011 to Dec 4, 2012 · Meridian, Id
- T•• M••••• F••• S•••• formerDec 19, 2005 to Dec 4, 2012 · Columbus, Oh
- M•••• C••••••• A••••••• S•••••• BD affiliatedApr 14, 2005 to Sep 7, 2005 · Fishers, In
- S•••••••• W••••• A••••••• to P•••••••• W••••• P•••••••• L••left Dec 10, 2025, registered Aug 1, 2025 (-131 days) · RIA to RIA · moved with a team
- T•• M••••• F••• S•••• to T•• M••••• F••• S••••left Dec 4, 2012, registered Dec 23, 2011 (-347 days) · channel change inside one enterprise, not a move
- T•• M••••• F••• S•••• to S•••••••• W••••• A•••••••left Dec 4, 2012, registered Oct 15, 2015 (1045 days) · Other
- M•••• C••••••• A••••••• S•••••• to T•• M••••• F••• S••••left Sep 7, 2005, registered Dec 19, 2005 (103 days) · Other
- M••• E••••• L•• left S•••••••• W••••• A••••••• for P•••••••• W••••• P•••••••• L•• (registered 2025-08-01)Dec 10, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address