RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••• A•• C•••••••
- A••••• W••••• M••••••••• state registered currentsince Mar 26, 2025 · Brunswick, Oh
- W•••••••• W••••• M••••••••• L•• independent RIAOct 14, 2020 to Mar 31, 2025 · Berea, Oh
- E••••• J•••• national BDMay 6, 2020 to Jun 30, 2020 · Brunswick, Oh
- W•••••••• W••••• M••••••••• L•• to A••••• W••••• M•••••••••left Mar 31, 2025, registered Mar 26, 2025 (-5 days) · RIA to a state-registered adviser
- E••••• J•••• to W•••••••• W••••• M••••••••• L••left Jun 30, 2020, registered Oct 14, 2020 (106 days) · Affiliated broker-dealer or bank to independent RIA
- C••••• A•• C••••••• left W•••••••• W••••• M••••••••• L•• for A••••• W••••• M••••••••• (registered 2025-03-26)Mar 31, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address