W•••••• H••••• W••••••

W•••• F•••• A•••••••wirehouseFort Collins, Codual registrantIAPD 7196474

Feed of 09/14/2026

Also filed as H•• W••••••••• H••••• W••••••••• W••••••

At current firm

2 y

since May 22, 2024

In the industry

17 y

since Jul 1, 2009 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W•••• F•••• A••••••• wirehouse current
since May 22, 2024 · Fort Collins, Co
L•• F•••••••• L•• BD affiliated
Jul 15, 2021 to May 23, 2024 · Loveland, Co
T••••••• I••••••••• M••••••••• I••• BD affiliated
Mar 9, 2020 to Jul 19, 2021 · Greenwood Village, Co

Moves

a registration end followed by a registration begin elsewhere

L•• F•••••••• L•• to W•••• F•••• A•••••••
left May 23, 2024, registered May 22, 2024 (-1 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
T••••••• I••••••••• M••••••••• I••• to L•• F•••••••• L••
left Jul 19, 2021, registered Jul 15, 2021 (-4 days) · Affiliated broker-dealer or bank to another

Signals

••• Locked
May 23, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 17derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address