RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
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- F•••• P••••••• W•••••• L•• independent RIA currentsince Jul 2, 2025 · Kirkland, Wa
- B••••••• W••••• A••••••• formerMar 23, 2022 to Oct 3, 2025 · Kirkland, Wa
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMar 3, 2020 to Mar 16, 2022 · Bellevue, Wa
- B••••••• W••••• A••••••• to F•••• P••••••• W•••••• L••left Oct 3, 2025, registered Jul 2, 2025 (-93 days) · channel change inside one enterprise, not a move · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to B••••••• W••••• A•••••••left Mar 16, 2022, registered Mar 23, 2022 (7 days) · Wirehouse to independent RIA
- Justin Carl Dime left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Bordeaux Wealth Advisors (registered 2022-03-23)Mar 16, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address