DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••• B•••••••••

V••• F•••••••• A•••••••• I•••BD affiliatedFederal Way, Wa dual registrantIAPD 7199700

Feed of 09/14/2026

Also filed as J•••• Brendan B•••••••••

At current firm

3 y

since Feb 23, 2023

In the industry

12 y

since Jul 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

V••• F•••••••• A•••••••• I••• BD affiliated current
since Feb 23, 2023 · Federal Way, Wa
E•••••• C•••••• M••••••••• L•• former
Jun 14, 2022 to Feb 17, 2023 · Arlington, Va
E••••• J•••• national BD
Oct 1, 2021 to May 20, 2022 · Federal Way, Wa
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Feb 22, 2021 to Sep 30, 2021 · New York, Ny

Moves

a registration end followed by a registration begin elsewhere

E•••••• C•••••• M••••••••• L•• to V••• F•••••••• A•••••••• I•••
left Feb 17, 2023, registered Feb 23, 2023 (6 days) · RIA to affiliated broker-dealer or bank
E••••• J•••• to E•••••• C•••••• M••••••••• L••
left May 20, 2022, registered Jun 14, 2022 (25 days) · Affiliated broker-dealer or bank to independent RIA
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to E••••• J••••
left Sep 30, 2021, registered Oct 1, 2021 (1 days) · Wirehouse to affiliated broker-dealer or bank

Signals

J•••• B••••••••• left E•••••• C•••••• M••••••••• L•• for V••• F•••••••• A•••••••• I••• (registered 2023-02-23)
Feb 17, 2023 · Advisor changed firm · fact
J•••• B••••••••• left E••••• J•••• for E•••••• C•••••• M••••••••• L•• (registered 2022-06-14)
May 20, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address