DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Sean A Ruggiero

Integrity Advisory Solutionsindependent RIACoeur D'Alene, Id IA-onlyIAPD 7201706

Feed of 09/14/2026

Also filed as Sean A Mccoy

At current firm

2 y

since May 30, 2024

In the industry

14 y

since Mar 1, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Integrity Advisory Solutions independent RIA current
since May 30, 2024 · Dallas, Tx
Gradient Advisors, LLC independent RIA
Nov 16, 2022 to May 30, 2024 · Arden Hills, Mn
Gradient Investments, LLC independent RIA
Oct 21, 2021 to Sep 20, 2022 · Coeur D'Alene, Id
Ruggiero Wealth Management unclassified
Dec 13, 2019 to Oct 27, 2022 · Coeur D'Alene, Id

Moves

a registration end followed by a registration begin elsewhere

Gradient Advisors, LLC to Integrity Advisory Solutions
left May 30, 2024, registered May 30, 2024 (0 days) · RIA to RIA
Ruggiero Wealth Management to Gradient Investments, LLC
left Oct 27, 2022, registered Oct 21, 2021 (-371 days) · Other
Gradient Investments, LLC to Gradient Advisors, LLC
left Sep 20, 2022, registered Nov 16, 2022 (57 days) · RIA to RIA

Signals

Sean A Ruggiero no longer holds an investment adviser registration (last listed at Integrity Advisory Solutions on the 2026-09-14 feed)
Sep 14, 2026 · Advisor registration ended · derived
Sean A Ruggiero left Gradient Advisors, Llc for Integrity Advisory Solutions (registered 2024-05-30)
May 30, 2024 · Advisor changed firm · fact
Sean A Ruggiero left Ruggiero Wealth Management for Gradient Investments, Llc (registered 2021-10-21)
Oct 27, 2022 · Advisor changed firm · fact
Sean A Ruggiero left Gradient Investments, Llc for Gradient Advisors, Llc (registered 2022-11-16)
Sep 20, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address