DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Bernardo Fidel Lozano

New York Life Investment Management LLCasset managerNew York, Ny dual registrantIAPD 720476

Feed of 09/15/2026

Also filed as Bernie Lozano

At current firm

1 y

since Apr 18, 2025

In the industry

12 y

since Jun 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

New York Life Investment Management LLC asset manager current
since Apr 18, 2025 · New York, Ny
Affiliated Capital unclassified
Oct 29, 2024 to Nov 12, 2024 · Coral Gables, Fl
Standard Rules, LLC unclassified
Jul 9, 2024 to Aug 22, 2024 · Miami, Fl
Activa Capital unclassified
Feb 9, 2024 to Nov 7, 2024 · Miami, Fl
Participant Capital asset manager
Oct 31, 2019 to Oct 12, 2022 · Miami, Fl
Thrivent Investment Management Inc. BD affiliated
Jun 21, 2019 to Aug 7, 2019 · Heathrow, Fl

Moves

a registration end followed by a registration begin elsewhere

Affiliated Capital to New York Life Investment Management LLC
left Nov 12, 2024, registered Apr 18, 2025 (157 days) · Other
Activa Capital to Standard Rules, LLC
left Nov 7, 2024, registered Jul 9, 2024 (-121 days) · Other
Standard Rules, LLC to Affiliated Capital
left Aug 22, 2024, registered Oct 29, 2024 (68 days) · Other
Participant Capital to Activa Capital
left Oct 12, 2022, registered Feb 9, 2024 (485 days) · Other
Thrivent Investment Management Inc. to Participant Capital
left Aug 7, 2019, registered Oct 31, 2019 (85 days) · Other

Signals

Bernardo Fidel Lozano left Affiliated Capital for New York Life Investment Management Llc (registered 2025-04-18)
Nov 12, 2024 · Advisor changed firm · fact
Bernardo Fidel Lozano left Activa Capital for Standard Rules, Llc (registered 2024-07-09)
Nov 7, 2024 · Advisor changed firm · fact
Bernardo Fidel Lozano left Standard Rules, Llc for Affiliated Capital (registered 2024-10-29)
Aug 22, 2024 · Advisor changed firm · fact
Bernardo Fidel Lozano left Participant Capital for Activa Capital (registered 2024-02-09)
Oct 12, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Asset manager (funds and pooled vehicles)derived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address