RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••• N••••• C•••
- I•• C••••••• L•• independent RIA currentsince Jul 15, 2026 · Los Angeles, Ca
- M••••• S•••••• wirehouseFeb 25, 2022 to Jul 3, 2026 · Long Beach, Ca
- U•• F•••••••• S••••••• I••• wirehouseJul 20, 2021 to Feb 1, 2022 · Coral Gables, Fl
- M••••• S•••••• to I•• C••••••• L••left Jul 3, 2026, registered Jul 15, 2026 (12 days) · Wirehouse to independent RIA
- U•• F•••••••• S••••••• I••• to M••••• S••••••left Feb 1, 2022, registered Feb 25, 2022 (24 days) · Wirehouse to wirehouse · moved with a team
- A••••• N••••• C••• left M••••• S•••••• for I•• C••••••• L•• (registered 2026-07-15)Jul 3, 2026 · Advisor changed firm · fact
- A••••• N••••• C••• left U•• F•••••••• S••••••• I••• for M••••• S•••••• (registered 2022-02-25)Feb 1, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address