RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••• M•••••• A••••
- V••••••• A•••••••• I••• BD affiliated currentsince Apr 13, 2026 · Charlotte, Nc
- N•••••• A••••••• BD affiliatedJan 14, 2025 to Jan 13, 2026 · Columbia, Mo
- W• W••••• P••••••• L•• formerDec 22, 2022 to Jan 30, 2025 · Columbia, Mo
- N•••••• A••••••• to V••••••• A•••••••• I•••left Jan 13, 2026, registered Apr 13, 2026 (90 days) · Affiliated broker-dealer or bank to another
- W• W••••• P••••••• L•• to N•••••• A•••••••left Jan 30, 2025, registered Jan 14, 2025 (-16 days) · RIA to affiliated broker-dealer or bank · moved with a team
- S•••• M•••••• A•••• left N•••••• A••••••• for V••••••• A•••••••• I••• (registered 2026-04-13)Jan 13, 2026 · Advisor changed firm · fact
- S•••• M•••••• A•••• left W• W••••• P••••••• L•• for N•••••• A••••••• (registered 2025-01-14)Jan 30, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address