R•• S•••••

W•••• F•••• A•••••••wirehousePasadena, Ca dual registrantIAPD 7211110

Feed of 09/15/2026

At current firm

0 y

since Feb 24, 2026

In the industry

10 y

since Nov 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W•••• F•••• A••••••• wirehouse current
since Feb 24, 2026 · Irvine, Ca
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
May 10, 2024 to Feb 25, 2026 · Newport Beach, Ca
J••• M••••• S••••••••• L•• wirehouse
Jul 3, 2020 to Dec 16, 2022 · Garden Grove, Ca

Moves

a registration end followed by a registration begin elsewhere

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••
left Feb 25, 2026, registered Feb 24, 2026 (-1 days) · Wirehouse to wirehouse · moved with a team
J••• M••••• S••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Dec 16, 2022, registered May 10, 2024 (511 days) · Wirehouse to wirehouse

Signals

••• Locked
Feb 25, 2026 · Advisor changed firm · fact
••• Locked
Dec 16, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address