RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••••• M•••
- B••••• P••••• A•••••••• L•• independent RIA currentsince Dec 1, 2023 · Campbell, Ca
- R•••••• C•••••• G••••• L•• independent RIASep 16, 2022 to Oct 24, 2023 · El Segundo, Ca
- M••••• W••••• independent RIAAug 1, 2022 to Aug 25, 2022 · Calabasas, Ca
- R•••••• C•••••• G••••• L•• to B••••• P••••• A•••••••• L••left Oct 24, 2023, registered Dec 1, 2023 (38 days) · RIA to RIA
- M••••• W••••• to R•••••• C•••••• G••••• L••left Aug 25, 2022, registered Sep 16, 2022 (22 days) · RIA to RIA
- C•••••• M••• left R•••••• C•••••• G••••• L•• for B••••• P••••• A•••••••• L•• (registered 2023-12-01)Oct 24, 2023 · Advisor changed firm · fact
- C•••••• M••• left M••••• W••••• for R•••••• C•••••• G••••• L•• (registered 2022-09-16)Aug 25, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address