DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Jada Rain Cardwell

Advice And Planning ServicesBD affiliatedCharlotte, Ncdual registrantIAPD 7216771

Feed of 09/14/2026

Also filed as Jada Cardwell

At current firm

0 y

since Apr 24, 2026

In the industry

11 y

since Jan 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Advice And Planning Services BD affiliated current
since Apr 24, 2026 · Charlotte, Nc
LPL Financial LLC BD affiliated
Oct 20, 2025 to Mar 26, 2026 · Fort Mill, Sc
Principal Advised Services BD affiliated
Jul 28, 2023 to Jan 8, 2024 · Charlotte, Nc
Principal Securities, Inc. BD affiliated
Jun 6, 2023 to Aug 15, 2023 · Charlotte, Nc

Moves

a registration end followed by a registration begin elsewhere

LPL Financial LLC to Advice And Planning Services
left Mar 26, 2026, registered Apr 24, 2026 (29 days) · Affiliated broker-dealer or bank to another
Principal Advised Services to LPL Financial LLC
left Jan 8, 2024, registered Oct 20, 2025 (651 days) · RIA to affiliated broker-dealer or bank
Principal Securities, Inc. to Principal Advised Services
left Aug 15, 2023, registered Jul 28, 2023 (-18 days) · Affiliated broker-dealer or bank to independent RIA

Signals

Jada Rain Cardwell left Lpl Financial Llc for Advice And Planning Services (registered 2026-04-24)
Mar 26, 2026 · Advisor changed firm · fact
Jada Rain Cardwell left Principal Advised Services for Lpl Financial Llc (registered 2025-10-20)
Jan 8, 2024 · Advisor changed firm · fact
Jada Rain Cardwell left Principal Securities, Inc. for Principal Advised Services (registered 2023-07-28)
Aug 15, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address