RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• J••••• M•••••••••
- L•• E••••••••• L•• BD affiliated currentsince Jun 15, 2026 · Tampa, Fl
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedFeb 11, 2025 to Feb 2, 2026 · Clearwater, Fl
- K••••• A•••••••• I••• BD affiliatedMay 23, 2023 to Jun 20, 2023 · Clearwater, Fl
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedSep 9, 2022 to Apr 7, 2023 · Clearwater, Fl
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to L•• E••••••••• L••left Feb 2, 2026, registered Jun 15, 2026 (133 days) · Affiliated broker-dealer or bank to another
- K••••• A•••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jun 20, 2023, registered Feb 11, 2025 (602 days) · Affiliated broker-dealer or bank to another
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to K••••• A•••••••• I•••left Apr 7, 2023, registered May 23, 2023 (46 days) · Affiliated broker-dealer or bank to another · moved with a team
- J••• J••••• M••••••••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for L•• E••••••••• L•• (registered 2026-06-15)Feb 2, 2026 · Advisor changed firm · fact
- J••• J••••• M••••••••• left K••••• A•••••••• I••• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2025-02-11)Jun 20, 2023 · Advisor changed firm · fact
- J••• J••••• M••••••••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for K••••• A•••••••• I••• (registered 2023-05-23)Apr 7, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address