RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- P•••• A•••••••• I••• asset manager currentsince Sep 17, 2026 · Malvern, Pa
- F••••• I••••••••• independent RIAMay 24, 2024 to Jan 6, 2026 · Plano, Tx
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseDec 5, 2022 to May 10, 2024 · San Antonio, Tx
- M••••• S•••••• wirehouseSep 2, 2022 to Nov 7, 2022 · San Antonio, Tx
- F••••• I••••••••• to P•••• A•••••••• I•••left Jan 6, 2026, registered Sep 17, 2026 (254 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to F••••• I•••••••••left May 10, 2024, registered May 24, 2024 (14 days) · Wirehouse to independent RIA
- M••••• S•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Nov 7, 2022, registered Dec 5, 2022 (28 days) · Wirehouse to wirehouse
- D••••• S•••••• registered as an investment adviser representative at P•••• A•••••••• I•••Sep 17, 2026 · Advisor registered · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address