DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

T•••••• J••••• B••••

C•••••• A•••••••BD affiliatedFort Washington, Pa dual registrantIAPD 721880

Feed of 09/15/2026

Also filed as T•••••• J B••••

At current firm

14 y

since Jan 17, 2012

In the industry

45 y

since Jan 20, 1981 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••• A••••••• BD affiliated current
since Sep 12, 2017 · Allison Park, Pa
L•••••• I••••••••• independent RIA current
since Jan 17, 2012 · Fort Washington, Pa
L•• F•••••••• L•• BD affiliated
Jan 6, 2009 to Jan 12, 2012 · Bethel Park, Pa
C••••••••• I••••••••• S•••••••• I••• unclassified
Jan 29, 2008 to Sep 3, 2008 · Rocky River, Oh
T• A••••••••• I••••••••• M••••••••• L•• former
May 17, 2006 to Oct 20, 2006 · Pittsburgh, Pa
T• A••••••••• I••• former
Oct 13, 2005 to Oct 20, 2006 · Pittsburgh, Pa

Moves

a registration end followed by a registration begin elsewhere

L•• F•••••••• L•• to L•••••• I•••••••••
left Jan 12, 2012, registered Jan 17, 2012 (5 days) · Other
C••••••••• I••••••••• S•••••••• I••• to L•• F•••••••• L••
left Sep 3, 2008, registered Jan 6, 2009 (125 days) · Other
T• A••••••••• I••••••••• M••••••••• L•• to C••••••••• I••••••••• S•••••••• I•••
left Oct 20, 2006, registered Jan 29, 2008 (466 days) · Other
T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
left Oct 20, 2006, registered May 17, 2006 (-156 days) · channel change inside one enterprise, not a move

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 45derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address