RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Z•••• Z•••
- S•••••• F•••••••• G••••• L••••• independent RIA currentsince Jun 23, 2025 · Akron, Oh
- W•••• F•••• A••••••• wirehouseOct 12, 2022 to May 30, 2025 · Birmingham, Mi
- H•••• F•••••••• S•••••••• I••• independent RIAAug 30, 2022 to Sep 14, 2022 · Taylor, Mi
- W•••• F•••• A••••••• to S•••••• F•••••••• G••••• L•••••left May 30, 2025, registered Jun 23, 2025 (24 days) · Wirehouse to independent RIA
- H•••• F•••••••• S•••••••• I••• to W•••• F•••• A•••••••left Sep 14, 2022, registered Oct 12, 2022 (28 days) · RIA to wirehouse
- Z•••• Z••• left W•••• F•••• A••••••• for S•••••• F•••••••• G••••• L••••• (registered 2025-06-23)May 30, 2025 · Advisor changed firm · fact
- Z•••• Z••• left H•••• F•••••••• S•••••••• I••• for W•••• F•••• A••••••• (registered 2022-10-12)Sep 14, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address