DFX Intelligence
RIA Intelligence
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Registered advisor
C•••••••• A•• C••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as C•••••••• C••••••
At current firm
3 y
since May 25, 2023
In the industry
18 y
since Jan 1, 2008 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
n/a
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- F•••• P••••••• W•••••• L•• independent RIA currentsince May 25, 2023 · New York, Ny
- M•••••• BD affiliatedMar 16, 2020 to Sep 30, 2021 · Madison, Nj
Moves
a registration end followed by a registration begin elsewhere
- M•••••• to F•••• P••••••• W•••••• L••left Sep 30, 2021, registered May 25, 2023 (602 days) · Affiliated broker-dealer or bank to independent RIA
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address