DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••• C••••

C•••••••institutionalClarkston, MiIA-onlyIAPD 7224071

Feed of 09/14/2026

Also filed as J•••• C••••

At current firm

1 y

since Sep 2, 2025

In the industry

11 y

since Jan 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••••• institutional current
since Sep 2, 2025 · Clarkston, Mi
J••• M••••• S••••••••• L•• wirehouse
Sep 10, 2024 to Jul 31, 2025 · Sterling Heights, Mi
S•••••••• W••••• A••••••• G••••• I••• independent RIA
Feb 5, 2024 to Jul 18, 2024 · Utica, Mi
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Sep 19, 2022 to Sep 7, 2023 · Bloomfield Hills, Mi
A••••••••• I••• BD affiliated
Feb 21, 2020 to Sep 7, 2021 · Concord, Ca

Moves

a registration end followed by a registration begin elsewhere

J••• M••••• S••••••••• L•• to C•••••••
left Jul 31, 2025, registered Sep 2, 2025 (33 days) · Other
S•••••••• W••••• A••••••• G••••• I••• to J••• M••••• S••••••••• L••
left Jul 18, 2024, registered Sep 10, 2024 (54 days) · RIA to wirehouse
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to S•••••••• W••••• A••••••• G••••• I•••
left Sep 7, 2023, registered Feb 5, 2024 (151 days) · Wirehouse to independent RIA
A••••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Sep 7, 2021, registered Sep 19, 2022 (377 days) · Affiliated broker-dealer or bank to wirehouse

Signals

J•••• C•••• left J••• M••••• S••••••••• L•• for Captrust (registered 2025-09-02)
Jul 31, 2025 · Advisor changed firm · fact
J•••• C•••• left S•••••••• W••••• A••••••• G••••• I••• for J••• M••••• S••••••••• L•• (registered 2024-09-10)
Jul 18, 2024 · Advisor changed firm · fact
J•••• C•••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for S•••••••• W••••• A••••••• G••••• I••• (registered 2024-02-05)
Sep 7, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Institutional managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address