RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• A••••••• S•••••••
- I•••••• G••••• A••••••• L•• independent RIA currentsince Feb 24, 2025 · Stamford, Ct
- A•••• Z••• L•• independent RIAMay 6, 2022 to Feb 20, 2024 · Boca Raton, Fl
- T•••••• P•••• A•••••••• L•• independent RIAJul 2, 2020 to May 6, 2022 · Wilton, Ct
- A•••• Z••• L•• to I•••••• G••••• A••••••• L••left Feb 20, 2024, registered Feb 24, 2025 (370 days) · RIA to RIA
- T•••••• P•••• A•••••••• L•• to A•••• Z••• L••left May 6, 2022, registered May 6, 2022 (0 days) · RIA to a newly registered adviser · moved with a team
- J••• A••••••• S••••••• left A•••• Z••• L•• for I•••••• G••••• A••••••• L•• (registered 2025-02-24)Feb 20, 2024 · Advisor changed firm · fact
- J••• A••••••• S••••••• left T•••••• P•••• A•••••••• L•• for A•••• Z••• L•• (registered 2022-05-06)May 6, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address