DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Alpha Zero LLC
Latest filing Sep 3, 2026
First filing on the tape Mar 25, 2022 · 30 filings
SEC status approved since Apr 22, 2022
RAUM
$270M
reported, Item 5.F
Discretionary
95%
of RAUM
Private clients
96%
$258M individuals and HNW
Advisors
10
registered through the firm on IAPD
RAUM per advisor
$27.0M
derived; firm RAUM over IAPD count
Employees
17
10 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
0
reported on Schedule D
History
30 filings and snapshots on the tape
RAUM$270M as of Jul 8, 2026
Mar 13, 2023$151M then
HNW client RAUM$200M as of Jul 8, 2026
Mar 13, 2023$117M then
State-registered IARs (5.B.3)10 as of Jul 8, 2026
Mar 13, 20235 then
Employees (5.A)17 as of Jul 8, 2026
Mar 13, 20235 then
Private funds: no history
RAUM +47% over the last fiscal year+21% a year over threeIARs 6 to 10offices 2 to 4
Practice profile
derived from the filing of Sep 3, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $27.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 42derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.3MderivedHNW RAUM over HNW clients
- Average account
- $591,619derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 95%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.7derivedItem 5.A over advisors
- Advisors per office
- 2.0derived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- +47%derivedbetween the last two annual amendments
- Advisor growth, one year
- +33%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +32%derived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Custody
- $258M, 425 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$200M74%
- Individuals$58.5M22%
- Pooled investment vehicles$11.5M4.3%
- Individual clients
- 334reported
- HNW clients
- 87reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 456reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- $258M for 425 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.96 fund_share=0.04 institutional_share=0.0 related_bd=false related_bank=false bd_reps=2.0derived
Advisors registered through the firm
10 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Eric MechlerCertified Financial Planner, Chartered Financial Consultant | Boca Raton, Fl | May 6, 2022 | 14 y | 3 |
| Anthony Walter Leone | Boca Raton, Fl | Jun 21, 2022 | 12 y | 4 |
| Jordan Michael Grabowski | Boca Raton, Fl | Jul 5, 2022 | 17 y | 3 |
| Gregory Raymond BrodeurCertified Financial Planner, Chartered Financial Consultant | Boca Raton, Fl | Sep 6, 2022 | 10 y | 2 |
| Mason Robert Schreck | Boca Raton, Fl | Feb 7, 2024 | 12 y | 0 |
| Matthew Charles BaumCertified Financial Planner | Meriden, Ct | Mar 6, 2025 | 12 y | 2 |
| Yony Noy | Boca Raton, Fl | Apr 3, 2025 | 11 y | 1 |
| Cameron Jeffrey Hunt | Boca Raton, Fl | Aug 8, 2025 | 13 y | 1 |
| Jonathan Schiripo | Boca Raton, Fl | Jan 6, 2026 | 15 y | 1 |
| Michael Joseph Cummings | Boca Raton, Fl | May 1, 2026 | 11 y | 2 |
Advisor movement
0 left, 2 joined in 12 months
net +2 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- John Augustin Sullivan to Integra Global Advisors LLCFeb 20, 2024 · RIA to RIA
Joined, latest
- Michael Joseph Cummings from Merrill Lynch, Pierce, Fenner & Smith IncorporatedMay 1, 2026 · Wirehouse to independent RIA
- Jonathan Schiripo from Belpointe Asset Management LLCJan 6, 2026 · RIA to RIA
- Cameron Jeffrey Hunt from Equitable Advisors, LLCAug 8, 2025 · Affiliated broker-dealer or bank to independent RIA
- Yony Noy from Laa PartnersApr 3, 2025 · Other
- Matthew Charles Baum from Ameriprise Financial Services, LLCMar 6, 2025 · Affiliated broker-dealer or bank to independent RIA
- Gregory Raymond Brodeur from MML Investors Services, LLCSep 6, 2022 · Affiliated broker-dealer or bank to a newly registered adviser
- Jordan Michael Grabowski from Trivium Point Advisory, LLCJul 5, 2022 · RIA to a newly registered adviser
- Anthony Walter Leone from Trivium Point Advisory, LLCJun 21, 2022 · RIA to a newly registered adviser
- Eric Mechler from Trivium Point Advisory, LLCMay 6, 2022 · RIA to a newly registered adviser
- John Augustin Sullivan from Trivium Point Advisory, LLCMay 6, 2022 · RIA to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 4 joined from Trivium Point Advisory, LLCMay 6, 2022 · Wilton, Ct
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Michael Jordan Grabowski · Managing Partner & Chief Compliance Officercontrolsince 03/2020 · owns 25% to 50%
- David Eric Mechler · Managing Partnercontrolsince 03/2020 · owns 25% to 50%
Related persons
Schedule D 7.A
- Onepointtwo Capital Management LLCpooled vehicle sponsory
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Boca Raton, Fl · principal | 10 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Arvada, CO1 employees
- , 1 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- account count collapseChange between filings · filing Apr 29, 2026accounts (Item 5.F.2.f) moved from 707.0 to 456.0 (-36.0%) between the annual amendments of 2025-03-20 and 2026-04-29; the peer median change was +5.0% (3688 comparable advisers, 5.0th percentile of changes)peers: independent wealth managers, $100M to $500M (3,688) · 4.5% percentile
- RAUM up 25 %Change between filings · filing Apr 29, 2026RAUM (Item 5.F) moved from $183,214,928 to $269,778,311 (+47.0%) between the annual amendments of 2025-03-20 and 2026-04-29; the peer median change was +15.0% (4551 comparable advisers, 95.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,551) · 95% percentile
What changed
consecutive filings, newest first
- Financial planning clients · 51-100 to 51-100Jul 8, 2026 to Sep 3, 2026
- Succession · false to unsetJul 8, 2026 to Sep 3, 2026
- Advisory employees · 11 to 10May 18, 2026 to Jul 8, 2026
- State-registered IARs · 11 to 10May 18, 2026 to Jul 8, 2026
- Advisory employees · 8 to 11Apr 29, 2026 to May 18, 2026
- Employees · 8 to 17Apr 29, 2026 to May 18, 2026
- State-registered IARs · 8 to 11Apr 29, 2026 to May 18, 2026
- Accounts · 707 to 456Aug 19, 2025 to Mar 26, 2026
- Corporate clients · 3.0 to unsetAug 19, 2025 to Mar 26, 2026
- HNW clients · 48 to 87Aug 19, 2025 to Mar 26, 2026
- Individual clients · 272 to 334Aug 19, 2025 to Mar 26, 2026
- Pooled vehicle clients · 0 to 1Aug 19, 2025 to Mar 26, 2026
- Assets in custody · $183M to $258MAug 19, 2025 to Mar 26, 2026
- Discretionary RAUM · $183M to $256MAug 19, 2025 to Mar 26, 2026
- HNW RAUM · $114M to $200MAug 19, 2025 to Mar 26, 2026
- Individual RAUM · $60.7M to $58.5MAug 19, 2025 to Mar 26, 2026
- Non-discretionary RAUM · $175 to $14.0MAug 19, 2025 to Mar 26, 2026
- Pooled vehicle RAUM · $0 to $11.5MAug 19, 2025 to Mar 26, 2026
- RAUM · $183M to $270MAug 19, 2025 to Mar 26, 2026
- Advisory employees · 7 to 8Jul 15, 2025 to Aug 19, 2025
- Employees · 7 to 8Jul 15, 2025 to Aug 19, 2025
- State-registered IARs · 7 to 8Jul 15, 2025 to Aug 19, 2025
- Financial planning clients · 51-100 to 51-100Jun 20, 2025 to Jul 15, 2025
- Other offices · 3 to 4Jun 20, 2025 to Jul 15, 2025
- Advisory employees · 6 to 7Mar 20, 2025 to Jun 20, 2025
- Employees · 6 to 7Mar 20, 2025 to Jun 20, 2025
- State-registered IARs · 6 to 7Mar 20, 2025 to Jun 20, 2025
- Other offices · 2 to 3Mar 20, 2025 to Jun 20, 2025
- Accounts · 553 to 707Dec 18, 2024 to Mar 20, 2025
- Corporate clients · 1 to 3Dec 18, 2024 to Mar 20, 2025
- HNW clients · 50 to 48Dec 18, 2024 to Mar 20, 2025
- Individual clients · 195 to 272Dec 18, 2024 to Mar 20, 2025
- Assets in custody · $172M to $183MDec 18, 2024 to Mar 20, 2025
- Financial planning clients · 26-50 to 51-100Dec 18, 2024 to Mar 20, 2025
- Discretionary RAUM · $172M to $183MDec 18, 2024 to Mar 20, 2025
- HNW RAUM · $121M to $114MDec 18, 2024 to Mar 20, 2025
- Individual RAUM · $35.5M to $60.7MDec 18, 2024 to Mar 20, 2025
- RAUM · $172M to $183MDec 18, 2024 to Mar 20, 2025
- Other offices · 1 to 2Oct 22, 2024 to Dec 2, 2024
- BD registered reps · 0 to 2Mar 19, 2024 to Jun 21, 2024
Signals
4 dated events
- John Augustin Sullivan left Alpha Zero Llc for Integra Global Advisors Llc (registered 2025-02-24)Feb 20, 2024 · Advisor changed firm · fact
- 2M Wealth Management Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)Oct 7, 2022 · Succession (Item 4) · fact
- 4 advisors left Trivium Point Advisory, LLC (Wilton, CT) for Alpha Zero LLC on the same dayMay 6, 2022 · Team lift-out · derived
- 2M Wealth Management Llc filed its initial SEC registration (Form ADV)Mar 25, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@alphazerowealth.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- cam@alphazerowealth.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- dominic@alphazerowealth.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- emma@alphazerowealth.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- jenna@alphazerowealth.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- justin@alphazerowealth.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- kyra@alphazerowealth.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- samantha@alphazerowealth.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- ryan@alphazerowealth.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 561-576-2599reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 607-749-0820reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/alpha-zero-wealthreportedpublic record, Form ADV, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $27.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026