DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Integra Global Advisors LLC
Latest filing Mar 31, 2026
First filing on the tape May 26, 2017 · 16 filings
SEC status approved since Jun 26, 2017
RAUM
$684M
reported, Item 5.F
Discretionary
78%
of RAUM
Private clients
66%
$453M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$137M
derived; firm RAUM over IAPD count
Employees
11
11 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
4
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$684M as of Mar 31, 2026
Mar 30, 2018$342M then
HNW client RAUM$449M as of Mar 31, 2026
Mar 30, 2018$78.7M then
State-registered IARs (5.B.3)5 as of Mar 31, 2026
Mar 30, 20183 then
Employees (5.A)11 as of Mar 31, 2026
Mar 30, 20187 then
Private funds4 as of Mar 31, 2026
Mar 31, 20233 then
RAUM +22% over the last fiscal year+20% a year over threeIARs 6 to 5offices 3 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
- RAUM per advisor
- $137MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 9derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $11.8MderivedHNW RAUM over HNW clients
- Average account
- $12.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 78%derivedof RAUM
- Institutional
- 26%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.2derivedItem 5.A over advisors
- Advisors per office
- 5.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +22%derivedbetween the last two annual amendments
- Advisor growth, one year
- -17%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $30.1M, 4 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$449M66%
- Pension and profit-sharing plans$152M22%
- Pooled investment vehicles$30.1M4.4%
- Charitable organizations$27.5M4.0%
- Corporations and businesses$22.2M3.2%
- Individuals$3.4M0.5%
- Individual clients
- 6reported
- HNW clients
- 38reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 56reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- $30.1M for 4 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.66 fund_share=0.04 institutional_share=0.26 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Evan Alexander Finkel | Stamford, Ct | Jan 11, 2021 | 10 y | 0 |
| Matthew John Stevens | Stamford, Ct | Feb 3, 2025 | 13 y | 2 |
| Bradley T Riccardi | Stamford, Ct | Feb 19, 2025 | 15 y | 1 |
| John Augustin Sullivan | Stamford, Ct | Feb 24, 2025 | 10 y | 2 |
| Thomas Roth | Stamford, Ct | Jan 21, 2026 | 11 y | 1 |
Advisor movement
1 left, 1 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 20% of current headcount2 left over 36 months
Left, latest
- Henry George Lande to Empower Wealth ManagementSep 18, 2025 · RIA to RIA
- Savion L Harris to Concurrent Investment Advisors, LLCJun 23, 2025 · RIA to RIA
Joined, latest
- Thomas Roth from Merrill Lynch, Pierce, Fenner & Smith IncorporatedJan 21, 2026 · Wirehouse to independent RIA
- Savion L Harris from CorientFeb 25, 2025 · RIA to RIA
- Henry George Lande from Beacon Pointe Advisors, LLCFeb 24, 2025 · RIA to RIA
- John Augustin Sullivan from Alpha Zero LLCFeb 24, 2025 · RIA to RIA
- Bradley T Riccardi from Morgan StanleyFeb 19, 2025 · Wirehouse to independent RIA
- Matthew John Stevens from New Age AlphaFeb 3, 2025 · Other
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Integra Global Advisors Vc Access Fund LP - Israel I Series | Private Equity Fund | $2.1M | 12 | Mar 31, 2023 |
| Integra Global Advisors Vc Access Fund LP - U.S. I Series | Private Equity Fund | $2.0M | 10 | Mar 31, 2023 |
| Integra Global Advisors Vc Access Fund LP - Latin America I Series | Private Equity Fund | $1.9M | 11 | Mar 31, 2023 |
Owners and control persons
Schedule A and B, latest filing
- Mark Gil Orbach · Managing Member & Chief Compliance Officercontrolsince 01/2017 · owns 75% or more
- Augustin John Sullivan · Head Of Business Developmentcontrolsince 03/2024 · owns less than 5%
- Jonathan Plumb · Membersince 05/2017 · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Stamford, Ct · principal | 5 | 1 | 0 | ||
| Georgetown, Tx | 0 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- unusually large average accountStatic outlier · filing Mar 31, 2026RAUM per account of $12,215,568 against a peer median of $611,284 (1444 comparable advisers, 100.0th percentile, 7.8 robust deviations)peers: independent wealth managers, $500M to $1B (1,444) · 100% percentile
- discretionary share shiftChange between filings · filing Mar 31, 2026discretionary share of RAUM moved from 97.0% to 78.0% between the annual amendments of 2025-03-31 and 2026-03-31peers: independent wealth managers, $500M to $1B (1,483)
- office count dropChange between filings · filing Mar 31, 2026offices other than the principal office (Item 1.F.5) moved from 3.0 to 0.0 (-100.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was 0.0% (233 comparable advisers, 0.0th percentile of changes)peers: independent wealth managers, $500M to $1B (233) · 0.0% percentile
What changed
consecutive filings, newest first
- Accounts · 102 to 56Jul 11, 2025 to Mar 31, 2026
- Advisory employees · 12 to 11Jul 11, 2025 to Mar 31, 2026
- BD registered reps · 2 to 1Jul 11, 2025 to Mar 31, 2026
- Charity clients · 3.0 to unsetJul 11, 2025 to Mar 31, 2026
- Corporate clients · 5 to 4Jul 11, 2025 to Mar 31, 2026
- HNW clients · 88 to 38Jul 11, 2025 to Mar 31, 2026
- Individual clients · unset to 6.0Jul 11, 2025 to Mar 31, 2026
- Pension plan clients · 2.0 to unsetJul 11, 2025 to Mar 31, 2026
- Assets in custody · $15.6M to $30.1MJul 11, 2025 to Mar 31, 2026
- Employees · 12 to 11Jul 11, 2025 to Mar 31, 2026
- State-registered IARs · 6 to 5Jul 11, 2025 to Mar 31, 2026
- Other offices · 3 to 0Jul 11, 2025 to Mar 31, 2026
- Discretionary RAUM · $546M to $535MJul 11, 2025 to Mar 31, 2026
- HNW RAUM · $333M to $449MJul 11, 2025 to Mar 31, 2026
- Individual RAUM · unset to 3429195.0Jul 11, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $16.5M to $149MJul 11, 2025 to Mar 31, 2026
- Pension RAUM · $152M to $152MJul 11, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $15.6M to $30.1MJul 11, 2025 to Mar 31, 2026
- RAUM · $563M to $684MJul 11, 2025 to Mar 31, 2026
- Financial planning clients · 11-25 to 11-25Mar 31, 2025 to Jul 11, 2025
- Accounts · 28 to 102Mar 29, 2024 to Mar 31, 2025
- Advisory employees · 4 to 12Mar 29, 2024 to Mar 31, 2025
- BD registered reps · 1 to 2Mar 29, 2024 to Mar 31, 2025
- Charity clients · 1 to 3Mar 29, 2024 to Mar 31, 2025
- Corporate clients · unset to 5.0Mar 29, 2024 to Mar 31, 2025
- HNW clients · 19 to 88Mar 29, 2024 to Mar 31, 2025
- Pension plan clients · 1 to 2Mar 29, 2024 to Mar 31, 2025
- Assets in custody · $2.4M to $15.6MMar 29, 2024 to Mar 31, 2025
- Employees · 4 to 12Mar 29, 2024 to Mar 31, 2025
- State-registered IARs · 0 to 6Mar 29, 2024 to Mar 31, 2025
- Other offices · 0 to 3Mar 29, 2024 to Mar 31, 2025
- Private funds · 3 to 4Mar 29, 2024 to Mar 31, 2025
- Discretionary RAUM · $170M to $546MMar 29, 2024 to Mar 31, 2025
- HNW RAUM · $208M to $333MMar 29, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $248M to $16.5MMar 29, 2024 to Mar 31, 2025
- Pension RAUM · $135M to $152MMar 29, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $6.0M to $15.6MMar 29, 2024 to Mar 31, 2025
- RAUM · $418M to $563MMar 29, 2024 to Mar 31, 2025
- Accounts · 25 to 28Sep 22, 2023 to Mar 29, 2024
- BD registered reps · 0 to 1Sep 22, 2023 to Mar 29, 2024
Signals
6 dated events
- Henry George Lande left Integra Global Advisors Llc for Empower Wealth Management (registered 2025-10-01)Sep 18, 2025 · Advisor changed firm · fact
- Savion L Harris left Integra Global Advisors Llc for Concurrent Investment Advisors, Llc (registered 2025-06-24)Jun 23, 2025 · Advisor changed firm · fact
- Integra Global Advisors Llc reported RAUM $562.6M, up 35% from $417.8M (2024-03-29 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- Augustin John Sullivan (Head Of Business Development) appeared on Schedule A of Integra Global Advisors LlcMar 29, 2024 · Control person joined · fact
- Integra Global Advisors Llc reported RAUM $342.4M, up 65% from $208.0M (2017-10-24 to 2018-03-30)Mar 30, 2018 · RAUM change · derived
- Integra Global Advisors Llc filed its initial SEC registration (Form ADV)May 26, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Integra Global Advisors LLC · Independent Sponsorsshared crd · capital_provider
- Integra Global Advisors LLC · Private Equityshared crd · organization
- Integra Global Advisors LLC · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Business email
- inquiry@integraga.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 203-266-3944reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/integra-global-advisorsreportedpublic record, Form ADV, Sep 17, 2026
- Website
- integraga.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (203) 266-3942reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $137Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026