RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• H••••• H•••••••••
- R••• F•••••••• P••••••• state registered currentsince Dec 18, 2024 · Midlothian, Va
- C• A•••••••• L•• independent RIAAug 16, 2024 to Oct 2, 2024 · Richmond, Va
- A••••• P••• formerMar 25, 2020 to Aug 28, 2024 · Richmond, Va
- C• A•••••••• L•• to R••• F•••••••• P•••••••left Oct 2, 2024, registered Dec 18, 2024 (77 days) · RIA to a state-registered adviser
- A••••• P••• to C• A•••••••• L••left Aug 28, 2024, registered Aug 16, 2024 (-12 days) · RIA to RIA · moved with a team
- D••••• H••••• H••••••••• left C• A•••••••• L•• for R••• F•••••••• P••••••• (registered 2024-12-18)Oct 2, 2024 · Advisor changed firm · fact
- D••••• H••••• H••••••••• left A••••• P••• for C• A•••••••• L•• (registered 2024-08-16)Aug 28, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address