RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K••••••• M• S••••
- A••••• A•• P••••••• S••••••• BD affiliated currentsince Mar 28, 2024 · Washington, Dc
- O••••••••• institutionalSep 15, 2022 to Mar 21, 2024 · Washington, Dc
- K• F•••••••• P•••••••• L•• formerJun 21, 2021 to Dec 31, 2023 · Princeton, Nj
- O••••••••• to A••••• A•• P••••••• S•••••••left Mar 21, 2024, registered Mar 28, 2024 (7 days) · Other
- K• F•••••••• P•••••••• L•• to O•••••••••left Dec 31, 2023, registered Sep 15, 2022 (-472 days) · Other · moved with a team
- K••••••• M• S•••• left Onedigital for A••••• A•• P••••••• S••••••• (registered 2024-03-28)Mar 21, 2024 · Advisor changed firm · fact
- K••••••• M• S•••• left K• F•••••••• P•••••••• L•• for Onedigital (registered 2022-09-15)Dec 31, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address