RIA Intelligence

• I•••••••• A•••••••• L•• BD affiliated current
  since Apr 18, 2022 · Omaha, Ne
• L•• F•••••••• L•• BD affiliated
  Sep 4, 2020 to Apr 21, 2022 · Shenandoah, Ia
• C••••• A••••••• L•• former
  Aug 3, 2020 to Sep 1, 2020 · Omaha, Ne

• L•• F•••••••• L•• to I•••••••• A•••••••• L••
  left Apr 21, 2022, registered Apr 18, 2022 (-3 days) · RIA to RIA
• C••••• A••••••• L•• to L•• F•••••••• L••
  left Sep 1, 2020, registered Sep 4, 2020 (3 days) · Affiliated broker-dealer or bank to another · moved with a team

• M•••••• M•••••• left L•• F•••••••• L•• for I•••••••• A•••••••• L•• (registered 2022-04-18)
  Apr 21, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

15derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address