RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••• R•••••• W•••••••
- P••••• M•••• R••• E••••• I••••••••• A••••••• asset manager currentsince Feb 14, 2023 · Chicago, Il
- P••••• M•••• F•••••••• A••••••• independent RIAMar 10, 2020 to Apr 5, 2022 · Chicago, Il
- P••••• M•••• F•••••••• A••••••• to P••••• M•••• R••• E••••• I••••••••• A•••••••left Apr 5, 2022, registered Feb 14, 2023 (315 days) · RIA to a newly registered adviser
- A•••• R•••••• W••••••• left P••••• M•••• F•••••••• A••••••• for P••••• M•••• R••• E••••• I••••••••• A••••••• (registered 2023-02-14)Apr 5, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 9derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address