DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P••••• M•••• R••• E••••• I••••••••• A•••••••
Legal name P••••• M•••• R••• E••••• I••••••••• A•••••••• L••
Latest filing Sep 25, 2025
First filing on the tape Jan 12, 2023 · 9 filings
SEC status approved since Feb 13, 2023
RAUM
$243M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$48.6M
derived; firm RAUM over IAPD count
Employees
17
11 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$243M as of Sep 25, 2025
Sep 27, 2023$308M then
HNW client RAUM: no history
State-registered IARs (5.B.3)6 as of Sep 25, 2025
Sep 27, 20233 then
Employees (5.A)17 as of Sep 25, 2025
Sep 27, 202328 then
Private funds: no history
RAUM -21% over the last fiscal yearIARs 3 to 6
Practice profile
derived from the filing of Sep 25, 2025; every figure names its basis
- RAUM per advisor
- $48.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $243MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 0.0%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.4derivedItem 5.A over advisors
- Advisors per office
- 1.7derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- -13%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Other investment advisers$243M100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 1reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=2.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Z•••••• M•••••• O••• | Denver, Co | Feb 13, 2023 | 11 y | 0 |
| A•••• R•••••• W•••••••Certified Financial Planner | Chicago, Il | Feb 14, 2023 | 9 y | 1 |
| N••••••• F•••• G••••• | Ann Arbor, Mi | Dec 3, 2024 | 10 y | 0 |
| Z•••••• G•••• B•••• | Southfield, Mi | Apr 15, 2025 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- C••••••• B•••• M••••••• to P••••• M•••• F•••••••• A•••••••Sep 26, 2023 · Other
Joined, latest
- A•••• R•••••• W••••••• from P••••• M•••• F•••••••• A•••••••Feb 14, 2023 · RIA to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- D••••• D••••• T•••••• · Chief Compliance Officercontrolsince 10/2022 · owns less than 5%
- G•••••• D•••••• R•••••• · Board M•••••controlsince 06/2017 · owns less than 5%
- L•••••• J•••• J•••• · Board M•••••controlsince 04/2020 · owns less than 5%
- L••••••••• W••••••• A••• · Chairmancontrolsince 07/2013 · owns less than 5%
- O•••• Z••••••• M•••••• · President, Board M•••••controlsince 07/2024 · owns less than 5%
- L••••••••• W••••••• A••• · M•••••controlsince 07/2013 · owns 25% to 50% of R•••••••• M•••••• L••
- V••••••• G••••••• P••• · M•••••controlsince 07/2013 · owns 25% to 50% of R•••••••• M•••••• L••
Entity owners
- P•• H•••••• G••••• L•• · M•••••direct · owns 50% to 75%
- R•••••••• M•••••• L•• · M•••••direct · owns 50% to 75%
Related persons
Schedule D 7.A
- P• • M• C•••••••• F••••••• L••broker-dealern
- P••••• • M••••• P•••insurancen
- P••••• M•••• F•••••••• A•••••••investment advisernRAUM $25B
- P••••• M•••• I•••••••• A••••• S•••••••• L••broker-dealerreal estaten
- P••••• M•••• T••••• N•••n
Advisers that list P••••• M•••• R••• E••••• I••••••••• A••••••• as a related person
- 112158 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Southfield, Mi · principal | 2 | 0 | 0 | ||
| Denver, Co | 1 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Chicago, IL1 employees
- Denver, CO1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- low discretionary shareStatic outlier · filing Sep 25, 2025discretionary share of RAUM of 0% against a peer median of 100% (1567 comparable advisers, 0.0th percentile, 33.7 robust deviations)peers: asset managers, $100M to $500M (1,567) · 0.0% percentile
What changed
consecutive filings, newest first
- Advisory employees · 8 to 11Sep 26, 2024 to Sep 25, 2025
- Employees · 14 to 17Sep 26, 2024 to Sep 25, 2025
- Financial planning clients · unset to Sep 26, 2024 to Sep 25, 2025
- State-registered IARs · 3 to 6Sep 26, 2024 to Sep 25, 2025
- Non-discretionary RAUM · $268M to $243MSep 26, 2024 to Sep 25, 2025
- RAUM · $268M to $243MSep 26, 2024 to Sep 25, 2025
- Advisory employees · 11 to 8Jul 18, 2024 to Sep 26, 2024
- Employees · 28 to 14Jul 18, 2024 to Sep 26, 2024
- Non-discretionary RAUM · $308M to $268MJul 18, 2024 to Sep 26, 2024
- RAUM · $308M to $268MJul 18, 2024 to Sep 26, 2024
- Employees · 26 to 28Jun 6, 2023 to Sep 27, 2023
- Non-discretionary RAUM · $310M to $308MJun 6, 2023 to Sep 27, 2023
- RAUM · $310M to $308MJun 6, 2023 to Sep 27, 2023
- Accounts · 0 to 1Jan 13, 2023 to Jun 6, 2023
- State-registered IARs · 1 to 3Jan 13, 2023 to Jun 6, 2023
- Non-discretionary RAUM · $0 to $310MJan 13, 2023 to Jun 6, 2023
- RAUM · $0 to $310MJan 13, 2023 to Jun 6, 2023
Signals
5 dated events
- W•••••• B•••••• V••••• (Board Member) no longer on Schedule A of P••••• M•••• R••• E••••• I••••••••• A••••••• (listed 2024-07-18, absent 2024-09-26)Sep 26, 2024 · Control person left · inference
- M•••••• Z•••••• O••• (President, Board Member) appeared on Schedule A of P••••• M•••• R••• E••••• I••••••••• A•••••••Jul 18, 2024 · Control person joined · fact
- Joseph Martin West (President, Board Member) no longer on Schedule A of P••••• M•••• R••• E••••• I••••••••• A••••••• (listed 2023-09-27, absent 2024-07-18)Jul 18, 2024 · Control person left · inference
- C••••••• B•••• M••••••• left P••••• M•••• R••• E••••• I••••••••• A••••••• for P••••• M•••• F•••••••• A••••••• (registered 2023-09-26)Sep 26, 2023 · Advisor changed firm · fact
- P••••• M•••• R••• E••••• I••••••••• A••••••• filed its initial SEC registration (Form ADV)Jan 12, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/plante-moran-realpoint-investment-advisreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (248) 603-5001reportedpublic record, Form ADV, Sep 25, 2025
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $48.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026