RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B••••••• L••••••• A••••••••
- A•••••• W••••• M••••••••• L•• independent RIA currentsince Dec 9, 2024 · Camas, Wa
- P•••• C•••••• F•••••••• mixed wealthJun 22, 2022 to Jan 23, 2025 · Overland Park, Ks
- 2•••• C•••••• M••••••••• I•• formerMar 11, 2022 to Dec 31, 2022 · Costa Mesa, Ca
- P•••• C•••••• F•••••••• to A•••••• W••••• M••••••••• L••left Jan 23, 2025, registered Dec 9, 2024 (-45 days) · RIA to RIA
- 2•••• C•••••• M••••••••• I•• to P•••• C•••••• F••••••••left Dec 31, 2022, registered Jun 22, 2022 (-192 days) · RIA to RIA · moved with a team
- B••••••• L••••••• A•••••••• left P•••• C•••••• F•••••••• for A•••••• W••••• M••••••••• L•• (registered 2024-12-09)Jan 23, 2025 · Advisor changed firm · fact
- B••••••• L••••••• A•••••••• left 2•••• C•••••• M••••••••• I•• for P•••• C•••••• F•••••••• (registered 2022-06-22)Dec 31, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address