RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••••• J•••• F•••••
- M•• I•••••••• S•••••••• L•• BD affiliated currentsince Feb 20, 2026 · Elmsford, Ny
- M••••• S•••••• wirehouseJul 19, 2022 to Dec 2, 2025 · New York, Ny
- V••••••• A•••••••• I••• BD affiliatedFeb 18, 2022 to Jul 5, 2022 · Charlotte, Nc
- M••••• S•••••• to M•• I•••••••• S•••••••• L••left Dec 2, 2025, registered Feb 20, 2026 (80 days) · Wirehouse to affiliated broker-dealer or bank
- V••••••• A•••••••• I••• to M••••• S••••••left Jul 5, 2022, registered Jul 19, 2022 (14 days) · Affiliated broker-dealer or bank to wirehouse
- S•••••• J•••• F••••• left M••••• S•••••• for M•• I•••••••• S•••••••• L•• (registered 2026-02-20)Dec 2, 2025 · Advisor changed firm · fact
- S•••••• J•••• F••••• left V••••••• A•••••••• I••• for M••••• S•••••• (registered 2022-07-19)Jul 5, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address