RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••• L•••• S•••••
- D••• D••••••• • C•• independent RIA currentsince Jun 11, 2024 · Richmond, Va
- M•• S••••••••• L•• no RAUMOct 24, 2023 to Apr 17, 2024 · Boston, Ma
- F•••• C••••••• I••••••• S•••••••• I••• BD affiliatedAug 14, 2023 to Sep 11, 2023 · Richmond, Va
- M•• S••••••••• L•• to D••• D••••••• • C••left Apr 17, 2024, registered Jun 11, 2024 (55 days) · Other
- F•••• C••••••• I••••••• S•••••••• I••• to M•• S••••••••• L••left Sep 11, 2023, registered Oct 24, 2023 (43 days) · Other
- R•••• L•••• S••••• left M•• S••••••••• L•• for D••• D••••••• • C•• (registered 2024-06-11)Apr 17, 2024 · Advisor changed firm · fact
- R•••• L•••• S••••• left F•••• C••••••• I••••••• S•••••••• I••• for M•• S••••••••• L•• (registered 2023-10-24)Sep 11, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address