DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Yellowstone Partners

Former SEC-registered adviserIdaho Falls, IdahoCRD 137236SEC 801-64771IAPD
Legal name Yellowstone Partners LLC
Latest filing Jul 20, 2018
First filing on the tape Mar 15, 2012 · 31 filings
RAUM
$230M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$230M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
7
4 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
31 filings and snapshots on the tape
RAUM$230M as of Mar 29, 2018
Mar 15, 2012$561M then
HNW client RAUM: $170M
State-registered IARs (5.B.3)4 as of Mar 29, 2018
Mar 28, 201312 then
Employees (5.A)7 as of Mar 29, 2018
Mar 28, 201316 then
Private funds: no history
RAUM -72% over the last fiscal year-32% a year over threeIARs 7 to 4
Practice profile
derived from the filing of Jul 20, 2018; every figure names its basis
RAUM per advisor
$57.5MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
133derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.1MderivedHNW RAUM over HNW clients
Average account
$229,770derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.8derivedItem 5.A over advisors
Advisors per office
1.3derived3 offices incl. principal (1.F.5)
RAUM growth, one year
-72%derivedbetween the last two annual amendments
Advisor growth, one year
-43%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, educational seminarsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$170M74%
  • Individuals$60.0M26%
Individual clients
450reported
HNW clients
80reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1,001reported
Financial planning clients
11-25reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Doyle Beck · Chairman, Ceo, Ccocontrol
      since 11/2017 · owns less than 5%
    • Doyle Beck · Ownercontrol
      since 04/2017 · owns 75% or more of Degrande Management, LLC
    Entity owners
    • Degrande Management, LLC · Member
      direct · owns 75% or more
    Related persons
    Schedule D 7.A
    No related person reported.
    Advisers that list Yellowstone Partners as a related person
    Offices
    Schedule D 1.F, the 25 largest
    • Centennial, CO2 employees
    • Helena, MT1 employees
    What changed
    consecutive filings, newest first
    • Accounts · 2,876 to 1,001
      Feb 2, 2018 to Mar 29, 2018
    • Advisory employees · 8 to 4
      Feb 2, 2018 to Mar 29, 2018
    • HNW clients · unset to 80.0
      Feb 2, 2018 to Mar 29, 2018
    • Individual clients · unset to 450.0
      Feb 2, 2018 to Mar 29, 2018
    • Employees · 14 to 7
      Feb 2, 2018 to Mar 29, 2018
    • State-registered IARs · 6 to 4
      Feb 2, 2018 to Mar 29, 2018
    • Other offices · 7 to 2
      Feb 2, 2018 to Mar 29, 2018
    • Discretionary RAUM · $745M to $230M
      Feb 2, 2018 to Mar 29, 2018
    • HNW RAUM · unset to 170000000.0
      Feb 2, 2018 to Mar 29, 2018
    • Individual RAUM · unset to 60000000.0
      Feb 2, 2018 to Mar 29, 2018
    • Non-discretionary RAUM · $68.7M to $0
      Feb 2, 2018 to Mar 29, 2018
    • RAUM · $814M to $230M
      Feb 2, 2018 to Mar 29, 2018
    • Related broker-dealer · true to false
      Feb 2, 2018 to Mar 29, 2018
    • Employees · 15 to 14
      Dec 8, 2017 to Feb 2, 2018
    • State-registered IARs · 7 to 6
      Dec 8, 2017 to Feb 2, 2018
    • Other offices · 8 to 7
      Dec 8, 2017 to Feb 2, 2018
    • Other offices · unset to 8.0
      Aug 14, 2017 to Oct 12, 2017
    • Accounts · 3,072 to 2,876
      Mar 17, 2017 to Mar 28, 2017
    • Advisory employees · 20 to 8
      Mar 17, 2017 to Mar 28, 2017
    • Advisory activities · 6 to 5
      Mar 17, 2017 to Mar 28, 2017
    • BD registered reps · 5 to 1
      Mar 17, 2017 to Mar 28, 2017
    • Employees · 26 to 15
      Mar 17, 2017 to Mar 28, 2017
    • Insurance-licensed employees · 2 to 0
      Mar 17, 2017 to Mar 28, 2017
    • State-registered IARs · 18 to 7
      Mar 17, 2017 to Mar 28, 2017
    • Discretionary RAUM · $806M to $745M
      Mar 17, 2017 to Mar 28, 2017
    • Non-discretionary RAUM · $55.9M to $68.7M
      Mar 17, 2017 to Mar 28, 2017
    • RAUM · $862M to $814M
      Mar 17, 2017 to Mar 28, 2017
    • Related adviser · true to false
      Mar 17, 2017 to Mar 28, 2017
    • Accounts · 2,875 to 3,072
      May 5, 2016 to Jul 18, 2016
    • Financial planning clients · 51-100 to 11-25
      May 5, 2016 to Jul 18, 2016
    • Discretionary RAUM · $738M to $806M
      May 5, 2016 to Jul 18, 2016
    • Non-discretionary RAUM · $46.0M to $55.9M
      May 5, 2016 to Jul 18, 2016
    • RAUM · $784M to $862M
      May 5, 2016 to Jul 18, 2016
    • Accounts · 2,510 to 2,875
      Oct 14, 2015 to Mar 17, 2016
    • Commission compensation · true to false
      Oct 14, 2015 to Mar 17, 2016
    • Employees · 30 to 26
      Oct 14, 2015 to Mar 17, 2016
    • State-registered IARs · 20 to 18
      Oct 14, 2015 to Mar 17, 2016
    • Discretionary RAUM · $702M to $738M
      Oct 14, 2015 to Mar 17, 2016
    • Non-discretionary RAUM · $30.4M to $46.0M
      Oct 14, 2015 to Mar 17, 2016
    • RAUM · $732M to $784M
      Oct 14, 2015 to Mar 17, 2016
    Signals
    2 dated events
    • Yellowstone Partners reported RAUM $230.0M, down 72% from $813.6M (2018-02-02 to 2018-03-29)
      Mar 29, 2018 · RAUM change · derived
    • Yellowstone Partners reported 2 offices beyond its principal office, down from 7 (2018-02-02 to 2018-03-29)
      Mar 29, 2018 · Office count change · derived
    Across DFX
    shared identifiers only, never a name match
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026
    Across the graphs

    Yellowstone Partners is the same institution as 1 record in Real Estate Funds.

    Real Estate Funds1

    Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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