RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• B••••••
- I•• C••••••• L•• independent RIA currentsince Feb 28, 2025 · San Francisco, Ca
- E••• C•••••• G••••• L•• formerAug 24, 2023 to Feb 28, 2025 · San Francisco, Ca
- R•• C•••••• M••••••• L•• national BDApr 25, 2022 to Sep 6, 2023 · San Francisco, Ca
- E••• C•••••• G••••• L•• to I•• C••••••• L••left Feb 28, 2025, registered Feb 28, 2025 (0 days) · channel change inside one enterprise, not a move · moved with a team
- R•• C•••••• M••••••• L•• to E••• C•••••• G••••• L••left Sep 6, 2023, registered Aug 24, 2023 (-13 days) · Affiliated broker-dealer or bank to independent RIA
- M•••••• B•••••• left R•• C•••••• M••••••• L•• for E••• C•••••• G••••• L•• (registered 2023-08-24)Sep 6, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address