RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W•••••• C••••• F•••••••
- F•••• P••••••• W•••••• L•• independent RIA currentsince Jul 23, 2025 · Plano, Tx
- C••••• A••••••• S•••••••• I•• state registeredMay 17, 2024 to Jul 23, 2025 · Dallas, Tx
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedSep 21, 2022 to Jul 15, 2025 · Dallas, Tx
- A••••••••• F•••••••• S•••••••• L•• national BDJan 4, 2021 to Sep 13, 2022 · San Antonio, Tx
- C••••• A••••••• S•••••••• I•• to F•••• P••••••• W•••••• L••left Jul 23, 2025, registered Jul 23, 2025 (0 days) · Other
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to C••••• A••••••• S•••••••• I••left Jul 15, 2025, registered May 17, 2024 (-424 days) · Affiliated broker-dealer or bank to a state-registered adviser
- A••••••••• F•••••••• S•••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Sep 13, 2022, registered Sep 21, 2022 (8 days) · Affiliated broker-dealer or bank to another
- W•••••• C••••• F••••••• left C••••• A••••••• S•••••••• I•• for F•••• P••••••• W•••••• L•• (registered 2025-07-23)Jul 23, 2025 · Advisor changed firm · fact
- W•••••• C••••• F••••••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for C••••• A••••••• S•••••••• I•• (registered 2024-05-17)Jul 15, 2025 · Advisor changed firm · fact
- W•••••• C••••• F••••••• left A••••••••• F•••••••• S•••••••• L•• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2022-09-21)Sep 13, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address