RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• W••••
- T• R••• P•••• A••••••••• I••• asset manager currentsince Nov 14, 2024 · Newport Beach, Ca
- U•• S••••••••• I••• no RAUMFeb 15, 2024 to Oct 30, 2024 · Torrance, Ca
- J••• H•••••• P••••••• F•••••••• S•••••••• L•• BD affiliatedSep 16, 2021 to Jan 10, 2024 · Boston, Ma
- U•• S••••••••• I••• to T• R••• P•••• A••••••••• I•••left Oct 30, 2024, registered Nov 14, 2024 (15 days) · Other
- J••• H•••••• P••••••• F•••••••• S•••••••• L•• to U•• S••••••••• I•••left Jan 10, 2024, registered Feb 15, 2024 (36 days) · Other
- J••••• W•••• left U•• S••••••••• I••• for T• R••• P•••• A••••••••• I••• (registered 2024-11-14)Oct 30, 2024 · Advisor changed firm · fact
- J••••• W•••• left J••• H•••••• P••••••• F•••••••• S•••••••• L•• for U•• S••••••••• I••• (registered 2024-02-15)Jan 10, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address