RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• A•••••• T••••••••
- W•••• F•••• A••••••• wirehouse currentsince Jun 23, 2026 · Westfield, Nj
- L•• F•••••••• L•• BD affiliatedJan 13, 2022 to Jul 10, 2026 · Westfield, Nj
- M••••• S•••••• wirehouseFeb 24, 2012 to Jan 27, 2022 · Westfield, Nj
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMay 21, 1987 to Feb 28, 2012 · Westfield, Nj
- L•• F•••••••• L•• to W•••• F•••• A•••••••left Jul 10, 2026, registered Jun 23, 2026 (-17 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
- M••••• S•••••• to L•• F•••••••• L••left Jan 27, 2022, registered Jan 13, 2022 (-14 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••left Feb 28, 2012, registered Feb 24, 2012 (-4 days) · Wirehouse to wirehouse
- J••• A•••••• T•••••••• left L•• F•••••••• L•• for W•••• F•••• A••••••• (registered 2026-06-23)Jul 10, 2026 · Advisor changed firm · fact
- J••• A•••••• T•••••••• left M••••• S•••••• for L•• F•••••••• L•• (registered 2022-01-13)Jan 27, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 45derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address