DFX Intelligence
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Registered advisor
J•••••• F••• G••••••
Feed of 09/14/2026
Also filed as J•••••• F••• R••••••••• F••• S••••••••• F••• H••••••••• H••••
At current firm
1 y
since Mar 31, 2025
In the industry
10 y
since Jun 1, 2016 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••••• A••••••• L•• national BD currentsince Mar 31, 2025 · Merrimack, Nh
- F••••••• P••••••• A•• W•••••••• A••••••• formerOct 26, 2022 to Mar 31, 2025 · Merrimack, Nh
- E•••••• A••••••• G••••• L•• BD affiliatedNov 11, 2021 to Oct 6, 2022 · Manchester, Nh
- C••••••• S••••••••• I••• BD affiliatedMar 5, 2021 to Sep 24, 2021 · Brattleboro, Vt
- F••••••• P••••••• A•• W•••••••• A••••••• formerJan 11, 2021 to Feb 25, 2021 · Merrimack, Nh
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- E•••••• A••••••• G••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••left Oct 6, 2022, registered Oct 26, 2022 (20 days) · Affiliated broker-dealer or bank to another
- C••••••• S••••••••• I••• to E•••••• A••••••• G••••• L••left Sep 24, 2021, registered Nov 11, 2021 (48 days) · Other
- F••••••• P••••••• A•• W•••••••• A••••••• to C••••••• S••••••••• I•••left Feb 25, 2021, registered Mar 5, 2021 (8 days) · Affiliated broker-dealer or bank to another
Signals
- ••• LockedOct 6, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address