DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Cody Wayne Hawkins
Certified Financial Planner
Feed of 09/14/2026
Also filed as Cody W Hawkins
At current firm
2 y
since Aug 9, 2024
In the industry
12 y
since Aug 1, 2014 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Peacelink Financial Planning state registered currentsince Aug 9, 2024 · Virginia Beach, Va
- Wealthway Financial Advisors independent RIAFeb 15, 2023 to Nov 18, 2024 · Norfolk, Va
- Valic Financial Advisors, Inc. BD affiliatedNov 30, 2020 to Mar 15, 2023 · Norfolk, Va
Moves
a registration end followed by a registration begin elsewhere
- Wealthway Financial Advisors to Peacelink Financial Planningleft Nov 18, 2024, registered Aug 9, 2024 (-101 days) · RIA to a state-registered adviser
- Valic Financial Advisors, Inc. to Wealthway Financial Advisorsleft Mar 15, 2023, registered Feb 15, 2023 (-28 days) · Affiliated broker-dealer or bank to independent RIA
Signals
- Cody Wayne Hawkins left Wealthway Financial Advisors for Peacelink Financial Planning (registered 2024-08-09)Nov 18, 2024 · Advisor changed firm · fact
- Cody Wayne Hawkins left Valic Financial Advisors, Inc. for Wealthway Financial Advisors (registered 2023-02-15)Mar 15, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address