DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

David Austin Gasper

Allstate Financial Advisors, LLCBD affiliatedSparks, Mddual registrantIAPD 7269212

Certified Financial Planner

Feed of 09/14/2026

Also filed as David A Gasper

At current firm

0 y

since Jun 24, 2026

In the industry

10 y

since Aug 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Allstate Financial Advisors, LLC BD affiliated current
since Jun 24, 2026 · Sparks, Md
Hb Wealth independent RIA
Jan 13, 2026 to May 22, 2026 · Towson, Md
The Marshall Financial Group LLC independent RIA
Jul 12, 2024 to Oct 28, 2025 · Hunt Valley, Md
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Jan 18, 2023 to Jun 10, 2024 · Towson, Md

Moves

a registration end followed by a registration begin elsewhere

Hb Wealth to Allstate Financial Advisors, LLC
left May 22, 2026, registered Jun 24, 2026 (33 days) · RIA to affiliated broker-dealer or bank
The Marshall Financial Group LLC to Hb Wealth
left Oct 28, 2025, registered Jan 13, 2026 (77 days) · RIA to RIA
Merrill Lynch, Pierce, Fenner & Smith Incorporated to The Marshall Financial Group LLC
left Jun 10, 2024, registered Jul 12, 2024 (32 days) · Wirehouse to independent RIA

Signals

David Austin Gasper left Hb Wealth for Allstate Financial Advisors, Llc (registered 2026-06-24)
May 22, 2026 · Advisor changed firm · fact
David Austin Gasper left The Marshall Financial Group Llc for Hb Wealth (registered 2026-01-13)
Oct 28, 2025 · Advisor changed firm · fact
David Austin Gasper left Merrill Lynch, Pierce, Fenner & Smith Incorporated for The Marshall Financial Group Llc (registered 2024-07-12)
Jun 10, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address