RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• T••• H•••••
- U••• I••••••••• S••••••• C•••••• no RAUM currentsince Nov 4, 2024 · Tampa, Fl
- M••••• S•••••• wirehouseDec 20, 2023 to Jun 25, 2024 · Tampa, Fl
- U••• I••••••••• S••••••• C•••••• no RAUMMar 23, 2023 to Dec 18, 2023 · Tampa, Fl
- M••••• S•••••• to U••• I••••••••• S••••••• C••••••left Jun 25, 2024, registered Nov 4, 2024 (132 days) · Other
- U••• I••••••••• S••••••• C•••••• to M••••• S••••••left Dec 18, 2023, registered Dec 20, 2023 (2 days) · Other · moved with a team
- M•••••• T••• H••••• left M••••• S•••••• for U••• I••••••••• S••••••• C•••••• (registered 2024-11-04)Jun 25, 2024 · Advisor changed firm · fact
- M•••••• T••• H••••• left U••• I••••••••• S••••••• C•••••• for M••••• S•••••• (registered 2023-12-20)Dec 18, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address