DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

R••• X••

V••••••• A•••••••• I•••BD affiliatedScottsdale, Azdual registrantIAPD 7273450

Feed of 09/14/2026

At current firm

0 y

since Jul 13, 2026

In the industry

10 y

since Jul 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

V••••••• A•••••••• I••• BD affiliated current
since Jul 13, 2026 · Scottsdale, Az
J••• M••••• S••••••••• L•• wirehouse
Aug 29, 2025 to Jun 26, 2026 · Tempe, Az
C•••••• S••••• • C••• I••• national BD
Dec 6, 2024 to Jun 14, 2025 · Phoenix, Az
V••••••• A•••••••• I••• BD affiliated
Sep 17, 2021 to Nov 1, 2024 · Scottsdale, Az
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Mar 25, 2021 to Aug 17, 2021 · Chandler, Az

Moves

a registration end followed by a registration begin elsewhere

J••• M••••• S••••••••• L•• to V••••••• A•••••••• I•••
left Jun 26, 2026, registered Jul 13, 2026 (17 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
C•••••• S••••• • C••• I••• to J••• M••••• S••••••••• L••
left Jun 14, 2025, registered Aug 29, 2025 (76 days) · Affiliated broker-dealer or bank to wirehouse
V••••••• A•••••••• I••• to C•••••• S••••• • C••• I•••
left Nov 1, 2024, registered Dec 6, 2024 (35 days) · Affiliated broker-dealer or bank to another
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to V••••••• A•••••••• I•••
left Aug 17, 2021, registered Sep 17, 2021 (31 days) · Wirehouse to affiliated broker-dealer or bank

Signals

R••• X•• left J••• M••••• S••••••••• L•• for V••••••• A•••••••• I••• (registered 2026-07-13)
Jun 26, 2026 · Advisor changed firm · fact
R••• X•• left C•••••• S••••• • C••• I••• for J••• M••••• S••••••••• L•• (registered 2025-08-29)
Jun 14, 2025 · Advisor changed firm · fact
R••• X•• left V••••••• A•••••••• I••• for C•••••• S••••• • C••• I••• (registered 2024-12-06)
Nov 1, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address