RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B••••••• T••••• A•••••
- L•• independent RIA currentsince Dec 3, 2025 · Seattle, Wa
- L•• formerSep 19, 2022 to Dec 4, 2025 · Seattle, Wa
- B••••••• J•••• L•• independent RIAAug 21, 2020 to Sep 7, 2022 · Seattle, Wa
- L•• to L••left Dec 4, 2025, registered Dec 3, 2025 (-1 days) · corporate re-registration, not a move
- B••••••• J•••• L•• to L••left Sep 7, 2022, registered Sep 19, 2022 (12 days) · RIA to RIA
- B••••••• T••••• A••••• left B••••••• J•••• L•• for Lnw (registered 2022-09-19)Sep 7, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address