RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• R••••• D•••••
- C•••••• I••••••••• A•••••••• L•• independent RIA currentsince Jul 1, 2025 · Phoenix, Az
- T•••••• C••••••• L•• mixed wealthSep 17, 2024 to May 21, 2025 · Greenville, Sc
- E•••••••• A•••••••• L•• national BDFeb 17, 2022 to Aug 2, 2024 · Greenville, Sc
- T•••••• C••••••• L•• to C•••••• I••••••••• A•••••••• L••left May 21, 2025, registered Jul 1, 2025 (41 days) · RIA to RIA
- E•••••••• A•••••••• L•• to T•••••• C••••••• L••left Aug 2, 2024, registered Sep 17, 2024 (46 days) · Other
- J••••• R••••• D••••• left T•••••• C••••••• L•• for C•••••• I••••••••• A•••••••• L•• (registered 2025-07-01)May 21, 2025 · Advisor changed firm · fact
- J••••• R••••• D••••• left E•••••••• A•••••••• L•• for T•••••• C••••••• L•• (registered 2024-09-17)Aug 2, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address