DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••• G••••• F•••

W•••• F•••• A•••••••wirehouseColumbia, Sc dual registrantIAPD 7281576

Feed of 09/15/2026

Also filed as J••• F•••

At current firm

0 y

since Feb 16, 2026

In the industry

16 y

since Oct 1, 2009 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W•••• F•••• A••••••• wirehouse current
since Feb 16, 2026 · Easley, Sc
T••••••• A••••••• independent RIA
Feb 14, 2025 to Oct 21, 2025 · Greenville, Sc
T••••••• A••••••• independent RIA
Feb 4, 2025 to Jan 30, 2025 · Greenville, Sc
P••• A••••• S••••••••• L•• BD affiliated
Aug 30, 2023 to Jan 15, 2025 · Greenville, Sc
E•••••••• A•••••••• L•• national BD
Aug 10, 2021 to Apr 3, 2023 · San Francisco, Ca

Moves

a registration end followed by a registration begin elsewhere

T••••••• A••••••• to W•••• F•••• A•••••••
left Oct 21, 2025, registered Feb 16, 2026 (118 days) · RIA to wirehouse
P••• A••••• S••••••••• L•• to T••••••• A•••••••
left Jan 15, 2025, registered Feb 4, 2025 (20 days) · Affiliated broker-dealer or bank to independent RIA
E•••••••• A•••••••• L•• to P••• A••••• S••••••••• L••
left Apr 3, 2023, registered Aug 30, 2023 (149 days) · Affiliated broker-dealer or bank to another

Signals

J••• G••••• F••• left T••••••• A••••••• for W•••• F•••• A••••••• (registered 2026-02-16)
Oct 21, 2025 · Advisor changed firm · fact
J••• G••••• F••• left P••• A••••• S••••••••• L•• for T••••••• A••••••• (registered 2025-02-04)
Jan 15, 2025 · Advisor changed firm · fact
J••• G••••• F••• left E•••••••• A•••••••• L•• for P••• A••••• S••••••••• L•• (registered 2023-08-30)
Apr 3, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 16derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address