RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• C•••••
- B••••••• W••••• A••••••• L•• independent RIA currentsince Aug 15, 2025 · Milton, Ga
- J••• M••••• S••••••••• L•• wirehouseMay 29, 2025 to Aug 5, 2025 · Marietta, Ga
- R•••••• J•••• • A••••••••• I••• national BDSep 11, 2023 to Jun 2, 2025 · Alpharetta, Ga
- J••• M••••• S••••••••• L•• to B••••••• W••••• A••••••• L••left Aug 5, 2025, registered Aug 15, 2025 (10 days) · Wirehouse to independent RIA
- R•••••• J•••• • A••••••••• I••• to J••• M••••• S••••••••• L••left Jun 2, 2025, registered May 29, 2025 (-4 days) · Affiliated broker-dealer or bank to wirehouse
- J••• C••••• left J••• M••••• S••••••••• L•• for B••••••• W••••• A••••••• L•• (registered 2025-08-15)Aug 5, 2025 · Advisor changed firm · fact
- J••• C••••• left R•••••• J•••• • A••••••••• I••• for J••• M••••• S••••••••• L•• (registered 2025-05-29)Jun 2, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address