DFX Intelligence
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Registered advisor
P••• J•••• W••••••••
Feed of 09/14/2026
Also filed as P••• J•••• W••••••••
At current firm
1 y
since Jun 20, 2025
In the industry
10 y
since Aug 1, 2016 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Jun 20, 2025 · Etters, Pa
- E••••• J•••• national BDOct 7, 2024 to Jun 11, 2025 · St Louis, Mo
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedOct 25, 2022 to Sep 24, 2024 · Lancaster, Pa
- F•••••• F•••••••• A•••••••• L•• BD affiliatedAug 14, 2020 to Nov 10, 2020 · Philadelphia, Pa
Moves
a registration end followed by a registration begin elsewhere
- E••••• J•••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jun 11, 2025, registered Jun 20, 2025 (9 days) · Affiliated broker-dealer or bank to another
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to E••••• J••••left Sep 24, 2024, registered Oct 7, 2024 (13 days) · Affiliated broker-dealer or bank to another · moved with a team
- F•••••• F•••••••• A•••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Nov 10, 2020, registered Oct 25, 2022 (714 days) · Affiliated broker-dealer or bank to another
Signals
- P••• J•••• W•••••••• left E••••• J•••• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2025-06-20)Jun 11, 2025 · Advisor changed firm · fact
- P••• J•••• W•••••••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for E••••• J•••• (registered 2024-10-07)Sep 24, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address