DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Andrew Richardson

Cliftonlarsonallen Wealth Advisors, LLCBD affiliatedMinneapolis, Mn dual registrantIAPD 7287242

Feed of 09/14/2026

Also filed as Andrew Richardson

At current firm

1 y

since Apr 2, 2025

In the industry

14 y

since Sep 1, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Cliftonlarsonallen Wealth Advisors, LLC BD affiliated current
since Apr 2, 2025 · Addison, Tx
J.P. Morgan Securities LLC wirehouse
Oct 28, 2022 to Mar 28, 2025 · Plano, Tx
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Jan 28, 2022 to Aug 29, 2022 · New York, Ny

Moves

a registration end followed by a registration begin elsewhere

J.P. Morgan Securities LLC to Cliftonlarsonallen Wealth Advisors, LLC
left Mar 28, 2025, registered Apr 2, 2025 (5 days) · Wirehouse to affiliated broker-dealer or bank
Merrill Lynch, Pierce, Fenner & Smith Incorporated to J.P. Morgan Securities LLC
left Aug 29, 2022, registered Oct 28, 2022 (60 days) · Wirehouse to wirehouse · moved with a team

Signals

Andrew Richardson left J.P. Morgan Securities Llc for Cliftonlarsonallen Wealth Advisors, Llc (registered 2025-04-02)
Mar 28, 2025 · Advisor changed firm · fact
Andrew Richardson left Merrill Lynch, Pierce, Fenner & Smith Incorporated for J.P. Morgan Securities Llc (registered 2022-10-28)
Aug 29, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address