RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E•• S•• H•
- H• W••••• independent RIA currentsince Jan 24, 2025 · Columbia, Md
- W•• P•••••••• L•• formerOct 12, 2021 to Jan 30, 2025 · Towson, Md
- C•••••• A••••••• BD affiliatedMar 24, 2021 to May 10, 2021 · Southfield, Mi
- W•• P•••••••• L•• to H• W•••••left Jan 30, 2025, registered Jan 24, 2025 (-6 days) · RIA to RIA · moved with a team
- C•••••• A••••••• to W•• P•••••••• L••left May 10, 2021, registered Oct 12, 2021 (155 days) · Affiliated broker-dealer or bank to independent RIA
- E•• S•• H• left W•• P•••••••• L•• for H• W••••• (registered 2025-01-24)Jan 30, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address