DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C•••••• T••••• O•••••

W•••• F•••• A•••••••wirehouseWinter Park, Fl dual registrantIAPD 7290603

Feed of 09/15/2026

Also filed as C•••••• T••••• O'Brien

At current firm

0 y

since Sep 26, 2025

In the industry

11 y

since Aug 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W•••• F•••• A••••••• wirehouse current
since Sep 26, 2025 · Cocoa, Fl
O•••• W•••••• I••• BD affiliated
Apr 4, 2024 to Jun 17, 2025 · Indialantic, Fl
P•••• S••••••••• L•• no RAUM
Aug 15, 2023 to Apr 12, 2024 · Orlando, Fl
V•••• F•••••••• A•••••••• I••• BD affiliated
Jun 1, 2021 to Feb 13, 2023 · Orlando, Fl

Moves

a registration end followed by a registration begin elsewhere

O•••• W•••••• I••• to W•••• F•••• A•••••••
left Jun 17, 2025, registered Sep 26, 2025 (101 days) · Affiliated broker-dealer or bank to wirehouse
P•••• S••••••••• L•• to O•••• W•••••• I•••
left Apr 12, 2024, registered Apr 4, 2024 (-8 days) · Affiliated broker-dealer or bank to another
V•••• F•••••••• A•••••••• I••• to P•••• S••••••••• L••
left Feb 13, 2023, registered Aug 15, 2023 (183 days) · Affiliated broker-dealer or bank to another

Signals

C•••••• T••••• O••••• left O•••• W•••••• I••• for W•••• F•••• A••••••• (registered 2025-09-26)
Jun 17, 2025 · Advisor changed firm · fact
C•••••• T••••• O••••• left P•••• S••••••••• L•• for O•••• W•••••• I••• (registered 2024-04-04)
Apr 12, 2024 · Advisor changed firm · fact
C•••••• T••••• O••••• left V•••• F•••••••• A•••••••• I••• for P•••• S••••••••• L•• (registered 2023-08-15)
Feb 13, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address