RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• G•••••• R•••••
- B•••••••• I••••••••• A•••••••• L•• independent RIA currentsince Dec 1, 2023 · Evanston, Il
- M••••••••• I••••••••• A•• R••••••••• A•••••••• L•• institutionalOct 1, 2021 to Nov 30, 2023 · Winston Salem, Nc
- B••••••••• C•••••• M••••••••• L•• independent RIASep 3, 2020 to Sep 30, 2021 · Rolling Meadows, Il
- M••••••••• I••••••••• A•• R••••••••• A•••••••• L•• to B•••••••• I••••••••• A•••••••• L••left Nov 30, 2023, registered Dec 1, 2023 (1 days) · Other
- B••••••••• C•••••• M••••••••• L•• to M••••••••• I••••••••• A•• R••••••••• A•••••••• L••left Sep 30, 2021, registered Oct 1, 2021 (1 days) · Other
- J••• G•••••• R••••• left M••••••••• I••••••••• A•• R••••••••• A•••••••• L•• for B•••••••• I••••••••• A•••••••• L•• (registered 2023-12-01)Nov 30, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address